| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2025-0029 | 29-12-2025 | pending approval |
-Dealing in Investments as Principal (as a matched principal)
-Dealing in Investments as Agent -Managing Investments -Managing a Collective Investment Scheme -Providing Custody -Arranging Custody -Advising on Investments -Advising on a Credit Facility -Arranging Deals in Investments |
- Shares - Debentures - Structured products - Rights to or interests in Investments - Units in a Collective Investment Scheme - Credit Facility |
The Firm is prohibited from providing services to counterparties in the same investment deal that would result in representing two clients simultaneously, such as both the investor and the investee. With permission to carry on the Regulated Activities with Structured Products for Professional Clients and Market Counterparties only. |
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| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| SANJAR ASPANDIIAROV | Senior Executive Officer | Active | 29-12-2025 | ||
| SANJAR ASPANDIIAROV | Director | Active | 29-12-2025 | ||
| Igor Vladimirov | Finance Officer | Active | 29-12-2025 | ||
| Igor Vladimirov | Director | Active | 29-12-2025 | ||
| Anvar Saidenov | Director | Active | 29-12-2025 | ||
| Zhan-Pol-Yan Tkachev | Compliance Officer | Active | 29-12-2025 |